Compliance Analyst Job Openings in Noida 2026!!!
Ameriprise India LLP announced job vacancy for the post of Compliance Analyst – Field Office Inspection.The place of posting will be at Noida.Candidates who have completed Graduate / Engineering / Post Graduate with Fresher / Experience are eligible to apply. More details about qualifications, job description and roles & responsibilities are as follows
Company Overview
| Name of the Company | Ameriprise India LLP |
| Required Qualifications | Graduate |
| Skills | Strong communication & Excellent organization skills |
| Category | Compliance |
| Work Type | Onsite |
They are searching for a Business Analyst within the General Counsel’s Organization Compliance team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support the Field Office Inspections department through exam announcement, scheduling, executing post inspection processes including issuing reports, and other applicable tasks as determined by the department. The analyst will work in a collaborative culture where he/she will interact with a diverse set of business partners.
Job Details
Θ Positions: Compliance Analyst – Field Office Inspection
Θ Job Location: Noida
Θ Salary: As per company standards
Θ Job Type: Full Time
Θ Requisition ID: R26_3170
Roles and Responsibilities:
- Provide support to Field Office Inspection Examiners in coordinating the announcement & scheduling of Branch and OSJ inspections. Gathering data through multiple reports from different tools for business and reporting purposes.
- Conduct all communications and books and records tasks following an inspection.
- Conduct certain RiverSource, Columbia and Field Non-branch inspections.
- Responsible for completing the required tasks within the predefined SLAs, maintaining required quality parameters.
- Partner with leadership and other examiners to clarify policies and procedures, escalate issues, and ensure consistency of process.
- Engage in day-to-day operations of the Field Office Inspection team and/or department wide projects/initiatives.
- Identify process and procedure improvement opportunities and work collaboratively with colleagues/leadership to implement effective solutions.
- Maintain current knowledge of industry and firm practices, developments, and risks.
- Manage multiple and changing priorities, expectations and concerns while working closely with the business partners in a focused and responsive manner.
Required Skills & Qualifications:
- Bachelor’s degree or equivalent.
- Demonstrates strong communication skills, both written and verbal.
- Excellent organization skills, ability to manage multiple priorities, and meet time sensitive deadlines.
- Ability to identify risks and formulate potential solutions.
- Proven track record of completing tasks accurately, with strong attention to detail.
Preferred Qualifications
- Experience in an audit function, familiarity with audit methodologies.
- Knowledge of FINRA, SEC and other regulatory rules/requirements.
- Knowledge of risks pertinent to industry and firm.
- Knowledge of MS Office applications like Word, Power Point, Excel will be an added advantage.
How to Apply
Apply Link – Click Here
For Regular Updates Join our WhatsApp – Click Here
For Regular Updates Join our Telegram – Click Here
Disclaimer:
The information provided on this page is intended solely for informational purposes for Students, Freshers & Experience candidates. All the recruitment details are sourced directly from the official website and pages of the respective company. Latest MNC Jobs do not guarantee job placement, and the recruitment process will follow the company’s official rules and Human Resource guidelines. Latest MNC Jobs do not charge any fees for sharing job information. Latest MNC Jobs strongly advise Students, Freshers & Experience candidates not to make any payments for any job opportunities.
